MiFID – Certification accredited by the CSSF
Audience
All employees of a professional (or acting on his behalf) subject to prudential supervision by the CSSF, providing any MiFID services to clients.
Training Objectives
As a recognized external training body under CSSF Circular 17/670 (Circular CSSF 17/670 – CSSF), we offer a comprehensive 60-hour MiFID training programme leading to CSSF certification. This programme covers 5 mandatory modules concluding with a quiz required for CSSF certification, plus 1 optional module dedicated to investment advisory services.
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6 modules, 5 are mandatory training for CSSF certification and the 6th one is optional – designed for investment advisers.
Each module has a quiz at the end to assess the knowledge of the participant for the certification.
Content
Main Facilitators
Dario Zambotti
Dario is Réviseur d’Entreprises in Luxembourg and approved auditor in UK and Ireland, he gained extensive knowledge of the asset management industry through an experience of 18 years within Deloitte Luxembourg and KPMG Ireland.
He has been performing external audit of UCITS, AIF, SPVs and Management Companies and has been developing the sustainability assurance practice.
Vincent Kraske
Vincent has more than 13 years of experience in the financial services industry (Banks, PSFs, Investment funds and Management Companies).
He built a solid expertise in Internal Audit by leading assignments in Luxembourg and abroad (Spain) for two Luxembourg-based banks (including two AIFMs and UCITS Management Companies).
Vincent also spent several years in a Big 4 audit firm by managing external audits for prestigious well-known financial services clients (Banks, PSFs and Investment funds).
His range of expertise includes internal audit and financial auditing.
Quentin Lambecq
Quentin has 10 years of internal audit experience, specialising in the financial services industry. His expertise spans corporate banking, asset management, asset servicing, and wealth management.
He has successfully led numerous internal audit assignments in Luxembourg and internationally. Through these experiences, Quentin has developed a robust and pragmatic approach, with a strong focus on risk, control, and regulatory compliance.
Camille Salagnac
Dario is Réviseur d’Entreprises in Luxembourg and approved auditor in UK and Ireland, he gained extensive knowledge of the asset management industry through an experience of 18 years within Deloitte Luxembourg and KPMG Ireland. He has been performing external audit of UCITS, AIF, SPVs and Management Companies and has been developing the sustainability assurance practice.
Dario Zambotti
Dario is Réviseur d’Entreprises in Luxembourg and approved auditor in UK and Ireland, he gained extensive knowledge of the asset management industry through an experience of 18 years within Deloitte Luxembourg and KPMG Ireland.
He has been performing external audit of UCITS, AIF, SPVs and Management Companies and has been developing the sustainability assurance practice.
Vincent has more than 13 years of experience in the financial services industry (Banks, PSFs, Investment funds and Management Companies). He built a solid expertise in Internal Audit by leading assignments in Luxembourg and abroad (Spain) for two Luxembourg-based banks (including two AIFMs and UCITS Management Companies). Vincent also spent several years in a Big 4 audit firm by managing external audits for prestigious well-known financial services clients (Banks, PSFs and Investment funds). His...More
Vincent Kraske
Vincent has more than 13 years of experience in the financial services industry (Banks, PSFs, Investment funds and Management Companies).
He built a solid expertise in Internal Audit by leading assignments in Luxembourg and abroad (Spain) for two Luxembourg-based banks (including two AIFMs and UCITS Management Companies).
Vincent also spent several years in a Big 4 audit firm by managing external audits for prestigious well-known financial services clients (Banks, PSFs and Investment funds).
His range of expertise includes internal audit and financial auditing.
Quentin has 10 years of internal audit experience, specialising in the financial services industry. His expertise spans corporate banking, asset management, asset servicing, and wealth management. He has successfully led numerous internal audit assignments in Luxembourg and internationally. Through these experiences, Quentin has developed a robust and pragmatic approach, with a strong focus on risk, control, and regulatory compliance.
Quentin Lambecq
Quentin has 10 years of internal audit experience, specialising in the financial services industry. His expertise spans corporate banking, asset management, asset servicing, and wealth management.
He has successfully led numerous internal audit assignments in Luxembourg and internationally. Through these experiences, Quentin has developed a robust and pragmatic approach, with a strong focus on risk, control, and regulatory compliance.
Camille built her professional experience as Chief Compliance Officer for a bank in Luxembourg, after her experience in audit and compliance advisory in a Big Four, serving major Swiss, US, Luxembourg and French banks, fintechs, PFS and asset management companies. Camille has an accumulated experience of 11 years with robust skills, particularly in the areas of anti-money laundering and terrorist financing, MiFID, market abuse, GDPR, anti-corruption and anti-fraud. She is expert in banking, PFS ...More
