Market Abuse

Audience

Jurists, lawyers, notaries and their employees, Internal Auditors, Finance Controllers, Financial Institutions, Investment Fund Managers and independent Board Members, Banks and those who want to have a better understanding of the financial markets and market abuse rules related thereto.

Training Objectives

This training aims at providing professionals with an understanding of:

• Market Abuse regulation (MAR).

• Threats faced by regulated entities.

• Internal control framework to be implemented.

• Understand the MAR rules, risks and sanctions.

Content

• Regulatory framework.

• Inside information and unlawful disclosure : identification, handling and escalation process, with practical examples.

• Market manipulation: suspicious behaviors, spoofing and unusual trading patterns, with practical examples.

• Market Abuse Governance: Roles and responsibilities, policies and procedures, interaction with Compliance, Suspicious Transaction and Orders Reports.

• CSSF supervision.

• Q&A

Main Facilitators

Director

Senior Manager

Want to take your skills to the next level?

Duration 2h

Date Upon request

Language English/French

Format Presential / Hybrid

Certificate Completion certificate

Price €370 (VAT excl.)

Market Abuse

Audience

Training Objectives

Content

Main Facilitators

Want to take your skills to the next level?

Want to join us?

Where entrepreneurial energy meets agile partnership

Market Abuse

Audience

Training Objectives

Content

Main Facilitators

Vincent Kraske

Camille Salagnac

Quentin Chevalier

Want to take your skills to the next level?

Want to join us?

Where entrepreneurial energy meets agile partnership