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HACA Partners Luxembourg HACA Partners Luxembourg
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Internal Audit Methodology Workshop (for Banks & IFs)

This training is designed to introduce internal audit principles and framework to staff involved in the internal audit function of Banking institutions, investment firms and their board members and authorized management.

Training Objectives

• To present the roles and responsibilities of the internal audit function and the regulatory requirements associated with it.
• To understand the methodology for developing a risk-based audit plan.
• To gain insights into industry standards, and best practices relevant to internal auditing.
• To conduct a walkthrough on a sample of audit programs established for key audit units.

Content

• Role & responsibilities of the Internal Audit function as outlined in CSSF circular 12/552 as amended.
• Establishment of the Internal audit charter.
• Methodology for implementing the Internal Audit Strategic. Plan: defining the audit universe, conducting risk assessments, applying scoring approach, addressing regulatory requirements etc.
• Reviewing an example of an Internal audit strategic plan of a Banking institution.
• CSSF highlights and attention points.
• Deep dive into a sample of key audit units: reviewing the audit program and the corresponding regulatory requirements.
• Establishment of the Internal Audit Summary Report.

Main Facilitators

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6h
English/French
Presential / Hybrid
Completion certificate
€800 (VAT excl.)