Conducting Officers Masterclass

This training is designed for newly appointed and experienced Conducting Officers of management companies, AIFMsseeking refresher or advanced regulatory updates. It also targets senior executives preparing for such roles, as well as board members and key control functions who need to understand and support the Conducting Officer’s responsibilities.

Training Objectives

The role of the Conducting Officer is a cornerstone of Luxembourg’s regulatory framework, anchored in CSSF Circular 18/698 and reinforced by Directive 2009/65/EC (UCITS IV) and Directive 2011/61/EU (AIFMD). Conducting Officers are responsible for ensuring sound governance, sufficient substance, and effective oversight of delegated activities. Additional expectations set out in various regulations highlight their accountability in governance, risk management, and operational resilience.

The aim of the training is to equip Conducting Officers with the regulatory knowledge and practical tools required to fulfil their governance, oversight, and accountability obligations under Luxembourg and EU regulations. It aims at strengthening their ability to implement robust governance frameworks, manage delegation effectively, oversee risks and compliance, and engage confidently with the Commission de Surveillance du Secteur Financier (CSSF).

Content

Main Facilitators

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