IFM’s Governance – HACA Partners Luxembourg

IFM’s Governance

Staff involved in the compliance function of IFMs, Board Members and Conducting Officers.

Training Objectives

• To present the roles and responsibilities of the different control functions (Internal Audit, Compliance, Risk Management), business functions (Portfolio Management, Marketing, Fund Administration) and support functions (finance, IT, HR,…) within the internal control framework according to regulatory framework but also according to market practice.

• To explain and understand the interactions between business and control functions at the senior management’ & management body’ levels.

• To understand the main regulatory topics and areas with a focus on key controls.

• To present the iteration of the governance aspects and their interactions.

• A walkthrough on the governance tools and methodology.

Content

• Overview of the internal governance framework and the internal controls’ interactions.

• Regulator requirements in terms of authorisation process.

• Main components of senior management role, responsibilities and interactions with the different stakeholders.

• Practical examples of control functions tools.

• The main regulatory topics covered by the functions with examples of key controls to be implemented.

• CSSF Organisation.

• Overview of the main regulatory and prudential requirements (remunerations, reporting to the CSSF, etc…).

Main Facilitators

Director

Director

Want to take your skills to the next level?

Duration 4h

Language English/French

Format Presential / Hybrid

Certificate Completion certificate

Price €840 (VAT excl.)