Regulatory & Compliance – AML-CFT Senior Consultant/Specialist

Location: Luxembourg

Type: Full-time / Contract

Area: Luxembourg Ville

Created in 2016, HACA Partners is an approved audit and consulting firm (cabinet de révision agréé – supervised by the CSSF) focusing its energy and expertise to its core businesses: external audit, internal audit, regulatory & compliance, risk management and consulting services. Since its launching, the firm is in constant development with a team now composed of hundreds professionals. The objective of HACA Partners is to offer to its clients the services of professionals with a wide range of experience and expertise.

Within the Regulatory & Compliance team, we are now developing a new business line around the AML/CFT Compliance Officer acting as RC (“Responsable du Contrôle”) in the Investment collective sector, taking RC mandate for funds or investment managers but also providing external RCs with assistance for their operational duties.

Your role

As part of the Regulatory & Compliance team you will be in charge of different tasks as per the non-exhaustive below list :

Performing AML/CFT controls on the Transfer Agent and any other relevant related parties (portfolio manager, AIFM, Depositary,etc..)

Drafting AML policy

Reviewing the KPIs or reportings from delegates

Preparing an annual AML report for the Board to be submitted to the AED or the CSSF (including an AML risk assessment)

Meeting ad hoc AED or CSSF requests

Assisting the Board with the Market entry forms or the external auditor with AML requests

Analysing the KYC files of High risk profiles being escalated to the RC

Taking RC mandate and being the contact person for the FIU

Completing the CSSF or AED annual questionnaire

Interacting with Luxembourgish Regulators

Performing GAP Analysis on AML/CFT topics

Leading teams

Providing AML trainings

Promoting compliance awareness within the organization

Supporting the Regulatory & Compliance department

Your profile

University or Business School degree in Finance, or Economics or equivalent

Proven compliance experience (at least 3 years) within financial services (ideally coming from Management Company or Big4 / other leading financial institutions)

Ability to work autonomously and as part of a team to deliver high quality Regulatory & Compliance consulting engagements

Good understanding of the Collective Investment sector (funds set-up, operational processes, legal frameworks) and/or of the financial sector in Luxembourg

Good understanding of alternative investments including Venture Capital, Private Equity and Real Estate assets

Outstanding communication skills with an ability to handle multiple business tasks

Show strong analytical and logical problem-solving skills

Capacity to report to client’s or HACA Partners’ executives with solutions orientation

Fluency in English and French, other language is an asset

Compliance certification or any relevant professional certification is an asset

What we offer:

Young and dynamic company

A human-sized firm with experienced professionals

Diverse and interesting client portfolio

Opportunities for continuous learning and professional development

Learning curve with experienced professionals and trainings

Warm work environment

Flexibility at work (homeworking)

Competitive salary package with benefits.

Think you are good fit?

apply now